We are seeking an experienced Senior Compliance Analyst to join our growing Compliance team. The successful candidate will report to the Compliance Managers and will be able to work independently. The candidate will demonstrate excellent time management and organisational skills, a high degree of reliability, flexibility and confidentiality, the ability to deliver highly accurate work to strict deadlines, strong communication skills, and the ability to liaise professionally with both clients and internal stakeholders.
Duties and Responsibilities:
- As part of the new client/matter opening process, responsible for (a) analysing new clients and matters to assess AML/CFT/CPF risks and determine applicable Client Due Diligence (“CDD”) requirements, (b) collecting and reviewing relevant CDD materials, (c) data entry of relevant CDD information, and (d) approving (where appropriate) new client/matters which have satisfied applicable requirements, or otherwise escalating cases to the Compliance Manager(s) as necessary;
- Conduct screening to identify politically exposed persons (PEPs), state-owned entities (SOEs), sanctions issues and other regulatory and reputational risks;
- Conduct and review risk assessments to ensure that the appropriate risk rating is assigned to new clients and matters and that proper escalation to senior management is triggered in high-risk scenarios;
- Act as the first point of contact for general day-to-day queries from Compliance Administrators and Analysts;
- Assist in supervising Compliance Administrators and Analysts to ensure client on-boarding processes and requirements are undertaken in accordance with Campbells’ policies and procedures;
- Provide practical and prompt advice and assistance to fee-earners and other professional staff in relation to applicable AML/CFT/CPF (including CDD) obligations;
- Work closely with operational teams to ensure that Campbells’ AML/CFT/CPF obligations are met;
- Assist with the preparation, training and maintenance of training materials for the Compliance team and employees across the firm (Cayman, BVI and HK);
- Provide assistance with ongoing monitoring procedures and other risk and compliance audits as necessary;
- Assist with preparations for regulatory inspections and submissions;
- Assist the Head/Deputy of Compliance with local, regional and global compliance projects as required; and
- Carry out any other duties and projects commensurate with the purpose of the role, including performing duties outside working hours when required and working in a flexible manner.
Requirements:
- A minimum of 5 years’ regulatory or compliance experience in either the financial services or professional services sector;
- A bachelor’s degree in a related field;
- A professional legal or compliance qualification such as ACAMS, ICA or similar;
- Experience with using Viewpoint, Truth Technologies, and Aderant is preferred;
- Thorough understanding of the AML/CFT/CPF legal and regulatory framework of the Cayman Islands;
- Interest in Asset Financing (Yachts/Aircrafts), Blockchain, Fintech and Funds is desirable;
- Strong analytical and investigative skills;
- Excellent communication, interpersonal and client-facing skills; and
- Ability to work independently, demonstrate technical accuracy and meet deadlines.
Salary and Benefits:
Campbells offers an attractive salary commensurate with qualifications and experience, plus eligibility for overtime, 20 days’ leave per annum, and health and pension benefits.
Applications:
To apply, click here by 30 November 2024.